Reporting – CaixaBank (2016)

Adoption Date:19 March 2007
Country of Headquarters:Spain
Region of Headquarters:Europe
Institutional Reporting Hyperlink:https://www.caixabank.com/responsabilidadcorporativa/medioambiente_en.html
Current EPFI Reporting Year/Period:2016
EPFI Reporting in Compliance:Yes

Please read the important notes and disclaimer for further information on ‘EPFI Reporting’, compliance and publication on the Equator Principles Association website.

Further information on this EPFI may be obtained through the Institutional Reporting Hyperlink above.

PROJECT FINANCE ADVISORY SERVICES

Total number mandated in the reporting period: 0

PROJECT FINANCE TRANSACTIONS

Total number that reached financial close in the reporting period: 12

Totals0102
Totals0102
SectorCategory ACategory BCategory C
Mining
Infrastructure41
Oil & Gas1
Power5
Others1
RegionCategory ACategory BCategory C
Americas82
Europe, Middle East & Africa2
Asia Pacific
Country DesignationCategory ACategory BCategory C
Designated171
Non-Designated31
Independent ReviewCategory ACategory BCategory C
Yes
No102

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries

PROJECT NAME REPORTING FOR PROJECT FINANCE TRANSACTIONS

No.Project NameSectorHost Country Name/ Project LocationYear of Financial Close
1Kings MountainOil & GasUSA2016
2Beatrice offshore wind farmPowerUK2016
3InterchilePowerChile2016
4CohauilaPowerMexico2016
5Pacifico 1InfrastructureColombia2016
6Aeropuerto de ChileInfrastructureChile2016
7NiagaraPowerUSA2016
8MayakobaOthersMexico2016
9PastoralePowerSpain2016
10Los RamonesInfrastructureMexico2016
11NexteraInfrastructureUSA2016
12Nueva EraInfrastructureUSA2016

PROJECT-RELATED CORPORATE LOANS

Total number that reached financial close in the reporting period: 0

IMPLEMENTATION OF THE EQUATOR PRINCIPLES

EP application is a joint responsibility of the commercial, legal, risk and corporate responsibility teams, with the aid of external and independent consultants. There is no staff solely dedicated to its application, but every employee from these divisions is responsible for ensuring compliance with EP for any operation within the EP scope in which they are involved.

Also, the Risk Committee and the Corporate Responsibility and Reputation Committee may intervene, when deemed necessary, in the approbation process or, later on, in the monitoring phase.

Once a project has reached financial closure, within the commercial team there is a group devoted to, among other responsibilities, monitoring the projects. Accordingly, once the external & independent consultant sends the monitoring reports, a joint team with members of the commercial and corporate responsibility teams review these reports.

Reporting to the EP Association is responsibility of the Corporate Responsibility team.

For further information on EP implementation go to:

http://caixabank.com/responsabilidadcorporativa/medioambiente_en.html

http://caixabank.com/deployedfiles/caixabank/Estaticos/PDFs/Info_corporativa/CaixaBank_
Equator_Principles_management.pdf