|Adoption Date:||19 March 2007|
|Country of Headquarters:||Spain|
|Region of Headquarters:||Europe|
|Institutional Reporting Hyperlink:||https://www.caixabank.com/responsabilidadcorporativa/medioambiente_en.html|
|Current EPFI Reporting Year/Period:||2016|
|EPFI Reporting in Compliance:||Yes|
Reporting – CaixaBank (2016)
Please read the important notes and disclaimer for further information on ‘EPFI Reporting’, compliance and publication on the Equator Principles Association website.
Further information on this EPFI may be obtained through the Institutional Reporting Hyperlink above.
PROJECT FINANCE ADVISORY SERVICES
Total number mandated in the reporting period: 0
PROJECT FINANCE TRANSACTIONS
Total number that reached financial close in the reporting period: 12
Totals 0 10 2
Totals 0 10 2
Sector Category A Category B Category C
Mining Infrastructure 4 1
Oil & Gas 1 Power 5 Others 1
Region Category A Category B Category C
Americas 8 2
Europe, Middle East & Africa 2 Asia Pacific Country Designation Category A Category B Category C
Designated1 7 1
Non-Designated 3 1
Independent Review Category A Category B Category C
Yes No 10 2
1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries
PROJECT NAME REPORTING FOR PROJECT FINANCE TRANSACTIONS
No. Project Name Sector Host Country Name/ Project Location Year of Financial Close
1 Kings Mountain Oil & Gas USA 2016
2 Beatrice offshore wind farm Power UK 2016
3 Interchile Power Chile 2016
4 Cohauila Power Mexico 2016
5 Pacifico 1 Infrastructure Colombia 2016
6 Aeropuerto de Chile Infrastructure Chile 2016
7 Niagara Power USA 2016
8 Mayakoba Others Mexico 2016
9 Pastorale Power Spain 2016
10 Los Ramones Infrastructure Mexico 2016
11 Nextera Infrastructure USA 2016
12 Nueva Era Infrastructure USA 2016
PROJECT-RELATED CORPORATE LOANS
Total number that reached financial close in the reporting period: 0
IMPLEMENTATION OF THE EQUATOR PRINCIPLES
EP application is a joint responsibility of the commercial, legal, risk and corporate responsibility teams, with the aid of external and independent consultants. There is no staff solely dedicated to its application, but every employee from these divisions is responsible for ensuring compliance with EP for any operation within the EP scope in which they are involved.
Also, the Risk Committee and the Corporate Responsibility and Reputation Committee may intervene, when deemed necessary, in the approbation process or, later on, in the monitoring phase.
Once a project has reached financial closure, within the commercial team there is a group devoted to, among other responsibilities, monitoring the projects. Accordingly, once the external & independent consultant sends the monitoring reports, a joint team with members of the commercial and corporate responsibility teams review these reports.
Reporting to the EP Association is responsibility of the Corporate Responsibility team.
For further information on EP implementation go to: