Reporting – Citigroup Inc. (2016)

Adoption Date:4 June 2003
Country of Headquarters:USA
Region of Headquarters:North America
Institutional Reporting Hyperlink:http://www.equator-principles.com/citigroup.com/citi/about/citizenship/download/2016/2016_citi_global_citizenship_report.pdf?ieNocache=109
Current EPFI Reporting Year/Period:2016
EPFI Reporting in Compliance:Yes

Please read the important notes and disclaimer for further information on ‘EPFI Reporting’, compliance and publication on the Equator Principles Association website.

Further information on this EPFI may be obtained through the Institutional Reporting Hyperlink above.

PROJECT FINANCE ADVISORY SERVICES

Total number mandated in the reporting period: 0

PROJECT FINANCE TRANSACTIONS

Total number that reached financial close in the reporting period: 7

Totals250
Totals250
SectorCategory ACategory BCategory C
Mining
Infrastructure12
Oil & Gas1
Power3
Others
RegionCategory ACategory BCategory C
Americas14
Europe, Middle East & Africa1
Asia Pacific1
Country DesignationCategory ACategory BCategory C
Designated115
Non-Designated1
Independent ReviewCategory ACategory BCategory C
Yes25
No

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries

PROJECT NAME REPORTING FOR PROJECT FINANCE TRANSACTIONS

No.Project NameSectorHost Country Name/ Project LocationYear of Financial Close
1TengizchevroilOil & GasKazakhstan2016
2DAPL-ETCOInfrastructureUSA2016
3Block Island Wind FarmPowerUSA2016
4DPW Canada: Port Rupert and VancouverInfrastructureUSA2016
5Mariah North Wind FarmPowerUSA2016
6Tenaska Westmoreland Generating StationPowerUSA2016
7Victoria International Container TerminalInfrastructureUSA2016

PROJECT-RELATED CORPORATE LOANS

Total number that reached financial close in the reporting period: 4

Totals310
SectorCategory ACategory BCategory C
Mining1
Infrastructure
Oil & Gas
Power21
Others
RegionCategory ACategory BCategory C
Americas11
Europe, Middle East & Africa
Asia Pacific2
Country DesignationCategory ACategory BCategory C
Designated1
Non-Designated31
Independent ReviewCategory ACategory BCategory C
Yes31
No
Totals310

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries

IMPLEMENTATION OF THE EQUATOR PRINCIPLES

Citi’s Equator Principles Implementation Reporting is provided in their Global Citizenship Report 2016 available at:

citigroup.com/citi/about/citizenship/download/2016/2016_citi_global_citizenship_report.pdf?ieNocache=109