Reporting – Itaú Unibanco S.A. (2016)

Adoption Date:12 August 2004
Country of Headquarters:Brazil
Region of Headquarters:Latin America
Institutional Reporting Hyperlink:https://www.itau.com.br/_arquivosestaticos/RI/pdf/en/Itau_RAC_2016_ing.pdf
Current EPFI Reporting Year/Period:2016
EPFI Reporting in Compliance:Yes

Please read the important notes and disclaimer for further information on ‘EPFI Reporting’, compliance and publication on the Equator Principles Association website.

Further information on this EPFI may be obtained through the Institutional Reporting Hyperlink above.

PROJECT FINANCE ADVISORY SERVICES

Total number mandated in the reporting period: 6

SectorTotal
Sub Total6
Mining
Infrastructure4
Oil & Gas
Power2
Others

RegionTotal
Sub Total6
Americas6
Europe, Middle East & Africa
Asia Pacific

PROJECT FINANCE TRANSACTIONS

Total number that reached financial close in the reporting period: 7

Totals430
Totals430
SectorCategory ACategory BCategory C
Mining
Infrastructure31
Oil & Gas1
Power2
Others
RegionCategory ACategory BCategory C
Americas43
Europe, Middle East & Africa
Asia Pacific
Country DesignationCategory ACategory BCategory C
Designated12
Non-Designated41
Independent ReviewCategory ACategory BCategory C
Yes43
No

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries

PROJECT NAME REPORTING FOR PROJECT FINANCE TRANSACTIONS

No.Project NameSector Host Country Name/ Project LocationYear of Financial Close
1Concesión Autopista Conexión Pacífico 3 del proyecto "Autopistas para la Propeseridad"InfrastructureColombia2016
2Perimetral Oriental de Bogotá S.A.SInfrastructureColombia2016

5 projects were not disclosed as per the disclosure conditions specified in Annex B of the Equator Principles

PROJECT-RELATED CORPORATE LOANS

Total number that reached financial close in the reporting period: 4

Totals013
SectorCategory ACategory BCategory C
Mining
Infrastructure13
Oil & Gas
Power
Others
RegionCategory ACategory BCategory C
Americas13
Europe, Middle East & Africa
Asia Pacific
Country DesignationCategory ACategory BCategory C
Designated113
Non-Designated
Independent ReviewCategory ACategory BCategory C
Yes
No13
Totals013

1Designated Countries are those countries deemed to have robust environmental and social governance, legislation systems and institutional capacity designed to protect their people and the natural environment. For the list of Designated Countries, go to: http://www.equator-principles.com/index.php/ep3/designated-countries

IMPLEMENTATION OF THE EQUATOR PRINCIPLES

Since the adoption of EP, in 2004, Itau’s commitment to implement its criteria in our internal policies and procedures has been enhanced in order to guarantee notable technical expertise, unquestionable independence of EP Reviewers and higher effectiveness in risk manangement. In our Itau Unibanco and Itau CorpBanca Annual Report we describe the E&S risk assessment process and guidelines in the loan grating decision process. All projects financed under the scope of the Equator Principles, without regard to their E&S risk categorization or their location, are subject to the scrutiny of Itaus headquarter´s E&S technical team.

Itau Unibanco:  https://www.itau.com.br/_arquivosestaticos/RI/pdf/en/Itau_RAC_2016_ing.pdf

Itau Corpbanca: https://banco.itau.cl/wps/wcm/connect/879234dd-41b5-4a15-bcce-42c949e954c3/Reporte+de+Sustentabilidad+Ita%C3%BA+2016+-+Lining.pdf?MOD=AJPERES